Event Calendar
Help for this page My CE Transcript
Hosted by FPA Connecticut

37th Annual FPA of Connecticut State Conference Online Only

 
Welcome to the 37th Annual FPA Connecticut State Conference
 
Now more than ever, information about the future of Financial Planning and the resources you will need to survive and flourish is critical.    FPA of Connecticut provides a regional view of these turbulent times with a quality online conference experience.    Highlights include:  
  • 4 Keynotes
  • 6 Breakouts
  • Vern Hayden Lifetime Achievement Award
  • Jim Pavia's Fireside Chat
 
 Up to 7 CFP and 4 CT Insurance CEs possible
 

We will be using the HopIn platform for this Conference.   What’s HopIn?    It isn’t like any other virtual platform we’ve seen. Think of the normal physical conference: there’s the Main Stage, Breakout Rooms, the Exhibitors Hall, the chance to reconnect with long-time friends and industry colleagues. Hopin has all of that and more, a compelling virtual replication of a physical event! Watch these videos to check it out:

Meet Hopin and Walk Through A Live Event   

  
 
 
If you have already registered you must follow the instructions emailed to you and create an account on Hopin to participate. 
 
 

 
Thank You to our 2021 Conference Sponsors

 
Gold:

 

 


 

 

 
 
 
 
 
 
 
 
 
 
 

Wednesday, April 28, 2021
8:30 AM until Thursday, April 29, 2021 4:30 PM Eastern Time

Location

Log on from the comfort of your own home or office
   
 



Pay now at our secure PayPal payment area where you can pay by credit card, debit card or PayPal account


Member Fee

Guest Fee

College Students and CFP Candidates Fee

Optional Wine Tasting - mailed testers register by April 5th

Agenda

 

Apr 28 2021 8:40AM


WELCOME AND OPENING REMARKS




Blaine Aikin, CFP®, CFA, AIFA®
Founder and Principal
Fiduciary Insights, LLC

Apr 28 2021 8:55AM


KEYNOTE: What’s Next for the Regulation of Advice


Regulatory and professional standards-setting developments are shaping the future of advice. This session will examine the fiduciary and best interest regulatory regimes of the SEC and DOL, as well as CFP Board’s Code of Ethics and Standards of Conduct. The session will also highlight (1) how the fiduciary duty of care has emerged as a focal point in these regimes and (2) why fiduciary advisors must develop a strong working knowledge of ESG investing.



Ryan Donovan
Senior Vice President
Orion Advisor Tech

Christopher Winn
CEO & Lead Consultant
AdvisorAssist

Jonathan Barth
RIA Consultant
DPL

Frank Pizzichillo
LPL Financial

Chuck Failla, CFP®
Sovereign Financial Group, Inc.

Apr 28 2021 9:50AM


goRIA - A Virtual RIA Roundtable Discussion


This "open forum" format will give you the opportunity to directly engage with some of the industry's top thought leaders about what, exactly, is involved with "Going RIA" or "Joining an RIA". Scroll down to see more details about the speakers you will have access to. Ask questions directly to the panelist, or, just sit back and take in the information. If you’re considering the RIA space, this is a session you will not want to miss!



Dan Daniels
Wiggin and Dana

Michael Clear
Partner
Wiggin and Dana

Erin Nicholls, JD
Wiggin and Dana

Apr 28 2021 9:50AM


Planning for Business Owners


This seminar will provide a comprehensive review of estate planning for business owners. Segment I addresses core planning, which will dictate what happens to a business at the death of an owner. Segment II will review business continuity and liquidity, including the use of life insurance for family and business needs. Segment III expands on advanced wealth-transfer strategies, including techniques for owners to remove, freeze, and discount assets to facilitate business succession and minimize taxes. Participants will receive practical tips to further engage their business-owning clients in solid planning for today's environment.


Apr 28 2021 10:40AM


EXPO and SPONSOR TIME




The Hon. David M. Walker
Former Comptroller General of the U.S.
Distinguished Visiting Prof. USNA, Former US Comp.

Apr 28 2021 11:00AM


KEYNOTE: Creating a Better Future


This session provides a “Wake-up Call” regarding what the international and domestic situation could look like for America in 2040 absent a change in course. It includes an overview of the significant adverse implications of COVID-19 related activities, lessons learned from past great powers, and key concepts from our nation’s founding and past history. Our presenter, The Honorable David M. Walker, will summarize a broad range of economic, national security and domestic tranquility threats facing America, including the new and dangerous Modern Monetary Theory. This session includes a number of sensible and publicly tested solutions spanning a broad range of policy areas that, if implemented, will create a better future in America and ensure that the U.S. is the first republic and great power to stand the test of time. Dave concludes with steps that individuals should take to create a better future for themselves, their family and our country.


Apr 28 2021 11:50AM


EXPO and SPONSOR TIME



Apr 29 2021 11:15AM


WELCOME AND REMARKS




John Emerson
American Funds

Apr 29 2021 11:30AM


KEYNOTE: Geopolitics in the Age of Disruption sponsored by Capital Group and American Funds


In this session, our presenter, John Emerson, will cover:
• Economy/Stimulus – additional Covid Relief Packages…
• Tax/Policy Agenda – of the Biden Administration…
• Big Technology/Silicon Valley – the Biden approach….
• Foreign Policy and Trade….


Apr 29 2021 12:30PM


EXPO and SPONSOR TIME




Dr. David Kelly, CFA
Chief Global Strategist
J.P. Morgan Asset Management

Apr 29 2021 1:00PM


KEYNOTE: After the Storm: Investing in 2021 & Beyond


Since the start of 2020, the economy and financial markets in the United States have been buffeted by the interplay among the path of the COVID-19 pandemic, the massive policy responses by monetary and fiscal authorities, and actions on the health front from lockdowns to vaccinations and re-openings These factors will likely remain the principal influences on the economy and investment opportunities over the foreseeable future. Come hear Dr. David Kelly present the facts and offer his advice using JP Morgan's Guide to the Markets.



Michael Bitton
Pacific Life Insurance Company

Apr 29 2021 1:55PM


Client Conversations: I’ve Inherited an IRA; Now what?


The SECURE Act eliminated the stretch option for most IRA beneficiaries. What should clients do? Learn the new Required Minimum Distribution rules for beneficiaries, and where they differ from the old rules. Review when clients might need to take action, as well as some techniques for communicating these important changes to clients.



Christine Sjolin, SHRM-SCP
VP Strategic Development & Operations/Partner
FP Transitions

Apr 29 2021 1:55PM


The Evolution of Success and Sustainability


Discover the next evolution of succession for the industry. In this presentation, we'll look beyond any one owner’s career and focus on the creation of long-term business sustainability. Christine Sjölin, SHRM-SCP, will explore why and how this shift in focus is creating the most successful and enduring businesses in our industry. In this session you'll learn:
•The internal succession process and how it can be customized for each business's unique situation.
•The strategies for realistically plotting your own exit timeline.
•The key business foundations needed to support internal succession and long-term sustainability.
•The importance of a gradual, staged transition for the success of your plan.


Apr 29 2021 2:45PM


EXPO and SPONSOR TIME




Jim Pavia
Money Editor
CNBC

Apr 29 2021 3:05PM


Vern Hayden Lifetime Achievement Award and Fireside Chat with Jim Pavia


The Vern Hayden Lifetime Achievement Award 2021 recipient will be awarded. The Award is presented annually to a member of the FPA of CT. Recipients demonstrate a long and consistent history of work toward bettering our Association and profession as a whole. Areas of service include: Advancing the Financial Planning profession; Helping / mentoring other members of the FPA; Advancing the FPA of CT through their volunteer efforts

The ceremony will be followed by a Fireside Chat with special guest CNBC Money Editor, Jim Pavia, interviewing Vern Hayden and discussing Vern’s perspective on the financial planning industry over the past 50 years!.



Katherine Roy, CFP®
Chief Retirement Strategist
JPMorgan Asset Management

Apr 29 2021 3:40PM


JP Morgan's Guide to Retirement: Breaking Rules to Strengthen Financial Plans for Retirement


Providing sound advice for retirement planning has been based on several well-established rules surrounding needs for retirement spending, the timing of the transition from work to retirement, and the recommended account order for both tax-efficient savings and withdrawals. This session offers a comprehensive discussion highlighting the latest retirement research from JP Morgan's Guide to Retirement on the how, why and when these rules might need to be broken.



Maria Katsileros, CSRIC™, CIMC®
Vice President, Senior Investment Strategist
Natixis Investment Managers

Apr 29 2021 3:40PM


Managing Taxable Investments: Techniques for Mitigating Tax Costs in Investing


In many cases, investors pay more in taxes on their investments than they do in fees. This course explains how tax rates, proposed legislation, investment vehicle type, distributions and other factors affect the tax cost associated with investing. Analysis and discussion of research and historical data helps participants understand the magnitude of tax costs in various market environments, asset classes and investment types. Participants will learn how taxation varies among investment vehicles and the pros and cons of common investment types. Finally, the presenter will explain various techniques that can be used to maximize after-tax returns for investors and walk through specific examples of some of the most powerful tax management techniques.


Apr 29 2021 4:30PM


Virtual Wine Tasting with Nick & Rory


Wine tastings are a great way to connect with your colleagues and work teams. This event is customized to promote participation and education. You will learn a thing or two about wine, the winemaking process, how to taste, and what foods pair best. Certified wine experts will guide you throughout this private tasting and answer any questions you may have about food and wine. You'll sample 3 different wines. Testers will be mailed to you in advance. Limited availability @ $15 (add on fee to your registration) for the testers. Deadline to register is April 5th. It is free to BYOB and all attendees will be given the link in the afternoon the day of the conference.



Sessions

Continuing Education, per session, show accepted hours, or info about CE status. Hover over hours or info for details.


DateCourse Title/DescriptionStartCFP®CT Ins
Apr 28, 2021 WELCOME AND OPENING REMARKS 8:40 A
KEYNOTE: What’s Next for the Regulation of Advice Blaine Aikin, CFP®, CFA, AIFA® 8:55 A 1.00 1.00
goRIA - A Virtual RIA Roundtable Discussion Ryan Donovan Christopher Winn Jonathan Barth Frank Pizzichillo Chuck Failla, CFP® 9:50 A
Planning for Business Owners Dan Daniels Michael Clear Erin Nicholls, JD 1.00 1.00
EXPO and SPONSOR TIME 10:40 A
KEYNOTE: Creating a Better Future The Hon. David M. Walker 11:00 A 1.00
EXPO and SPONSOR TIME 11:50 A
Apr 29, 2021 WELCOME AND REMARKS 11:15 A
KEYNOTE: Geopolitics in the Age of Disruption sponsored by Capital Group and American Funds John Emerson 11:30 A 1.00
EXPO and SPONSOR TIME 12:30 P
KEYNOTE: After the Storm: Investing in 2021 & Beyond Dr. David Kelly, CFA 1:00 P 1.00
Client Conversations: I’ve Inherited an IRA; Now what? Michael Bitton 1:55 P 1.00 1.00
The Evolution of Success and Sustainability Christine Sjolin, SHRM-SCP
EXPO and SPONSOR TIME 2:45 P
Vern Hayden Lifetime Achievement Award and Fireside Chat with Jim Pavia Jim Pavia 3:05 P
JP Morgan's Guide to Retirement: Breaking Rules to Strengthen Financial Plans for Retirement Katherine Roy, CFP® 3:40 P 1.00 1.00
Managing Taxable Investments: Techniques for Mitigating Tax Costs in Investing Maria Katsileros, CSRIC™, CIMC® 1.00
Virtual Wine Tasting with Nick & Rory 4:30 P



Registration Fee
Member
$75.00
 
Non-Member
$120.00