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Hosted by FPA Connecticut

Ethics CE: CFP Board’s Revised Code and Standards plus Senior$afe: Protecting Your Senior Clients

Overview
FPA CT Valley programs offer educational and networking opportunities to members and non-members.   Join outstanding educators to explore new tools and strategies, practice management concepts, and how to better serve your clients. Programs are open to all audiences. 

Sponsors
Program sponsors help keep the registration cost low and contribute to the vitality of the organization.   Please be sure to thank them at the program when you see them.

Cost & Registration
Registration is required.  FPA Members receive a discount.  Register online or by email, phone or fax. Scroll down on this event page for registration and payment.  Make checks payable to FPA of CT Valley and mail to 95 West Street, Rocky Hill, CT 06067 for pre-registration.

CE Credits
Many programs offer CFP and PACE credit.   Others also offer CT State insurance credit.   See below for credit updates.
 
THIS PROGRAM IS SPONSORED IN PART BY:
 
 
 
 
 
 

Thursday, October 18, 2018
11:30 AM - 3:00 PM

Location

Four Points by Sheraton Meriden
275 Research Parkway
Meriden   CT  
 
Map for Location


Speakers



Kelly Lent
Financial Examiner, Securities Division
Connecticut Department of Banking
Senior$afe: Protecting Your Senior Clients


Thomas P. Morrone, CFP®, CPA
Owner/Principal
U.S. Wealth Management
Ethics CE: CFP Board’s Revised Code and Standards


Pay now at our secure PayPal payment area where you can pay by credit card, debit card or PayPal account


Member Fee in advance and at the door $60.00
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to pay this online


Guest Fee advance registration through October 16th $75.00
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to pay this online


Guest Fee October 17 through October 18 (walk in) $85.00
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to pay this online


Ethics Sponsor Fee $500.00
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to pay this online


Agenda

 


Thomas P. Morrone, CFP®, CPA
Owner/Principal
U.S. Wealth Management

Oct 18 2018 12:00PM


Ethics CE: CFP Board’s Revised Code and Standards


This program fulfills the requirement for CFP Board approved Ethics CE. This program is designed to educate CFP® professionals on CFP Board's new Code of Ethics and Standards of Conduct, which is effective October 1, 2019.



Kelly Lent
Financial Examiner, Securities Division
Connecticut Department of Banking

Oct 18 2018 2:00PM


Senior$afe: Protecting Your Senior Clients


Senior investors are often targets of financial fraud, scams, and exploitation, in part because they own tangible assets including homes and pension streams that are attractive to scam artists, which unfortunately include even family members and other trusted caregivers. Many in our older population are vulnerable due to social isolation and distance from family and other support networks. Investment advisors and financial planners are in a unique position to have early knowledge of financial abuse. Through regular contact with clients, you may see a situation develop where you believe the senior is at risk. The Department of Banking is pleased to offer this training to help investment professionals recognize and report possible elder financial exploitation. We will share red flags and provide information on how to report suspected cases of financial abuse



Sessions

Continuing Education, per session, show accepted hours, or info about CE status. Hover over hours or info for details.


DateCourse Title/DescriptionStartCFP®CT Ins
Oct 18, 2018 Ethics CE: CFP Board’s Revised Code and Standards Thomas P. Morrone, CFP®, CPA 12:00 P 2.00 2.00
Senior$afe: Protecting Your Senior Clients Kelly Lent 2:00 P 1.00 1.00



Registration Fee
Member
Through  October 16 $60.00
  October 17 October 18 $60.00
Non-Member
Through  October 16 $75.00
October 17 October 18 $85.00