Event Calendar
Help for this page My CE Transcript

A Virtual RIA Summit: Everything You Wanted to Know About Going RIA

Go RIA - A Virtual RIA Summit

Join us on October 21st for our first-ever virtual RIA Summit.

This "open forum" format will give you the opportunity to directly engage with some of the industry's top thought leaders about what, exactly, is involved with "Going RIA" or "Joining an RIA". Scroll down to see more details about the speakers and the various panel discussions you can join in on -- ask questions directly to the panelist, or, just sit back and take in the information.

Registration is free and easy for all - both FPA members and non-members... simply click on the "More Event Details" link below to download the program announcement to access the registration link (or copy and paste this link into your browser: www.go-RIA.com (registration deadline is Monday, October 19).

Here's the agenda:

* Charles "Chuck" Failla, CFP®: Board Member, FPA Connecticut; Principal, Sovereign Financial Group, Inc.

11:30 am (ET) - 11:45 am (ET): Opening Keynote
* Greg Bruce: SVP & National Director - Investment Advisors Division, Raymond James

11:45 am (ET) - 12:45 pm (ET): Panel Discussion
"What to consider before going RIA, or, joining an RIA"
* Ray Adams: Regional Director - Raymond James RIA/Custodial
* Rick Dennen: Founder, President & CEO - Oak Street Funding
* David A. Gehn: Chairman, Litigation Department - Ellenoff Grossman & Schole
* Brendan Roberts: Senior Compliance Consultant - NRS
* Charles Paksi: Director - Altium Wealth Management

12:45 pm (ET) - 1:45 pm (ET): Panel Discussion
"RIA Tech Talk"
* Mike McDaniel: Co-Founder and Chief Investment Officer - Riskalyze
* Jerry Michael: President and co-founder - SmartLeaf
* James McClenahen: Sr. Manager, Product Management & Development - SS&C
* Ted Denbow: VP Head of Sales - RightCapital
* Jeff Benfield: Senior Technology Product Manager - Vanguard

1:45 pm (ET) - 2:45 pm (ET): Panel Discussion
"Investment and Insurance Product Options for RIAs"
* Evan Rapoport: Founder and CEO - SMArtX
* Paul F. McGinn: Senior Vice President - First Trust
* George Mahassel: Regional Vice President - Incapital
* Brandon Laczkowski: VP, Global Markets Division - Goldman Sachs
* Jonathan Barth: RIA Consultant - DPL Financial Partners

2:45 pm (ET) - 3:00 pm (ET): Closing Keynote
* Jackie Wilke: VP / Advisor Consultant - First Trust

Questions? Contact Charles "Chuck" Failla, CFP®, at clf@sfgroupinc.com.

More Event Details

Wednesday, October 21, 2020
11:30 AM - 3:00 PM


Via Webinar

Registration Fee
Member Free
  Through  October 21 Free
Non-Member Free
Through  October 21 Free